Sanders Morris LLC
● SEC registered since 2006CRD 20580SEC# 801-66300Houston, TX
Reg. AUM
$576.1M
Employees
27
Accounts
359
Location
Houston, TX
Sanders Morris LLC assets under management
Sanders Morris LLC is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2006. It reports $576.1 million in regulatory assets under management and employs 27 people.
Sanders Morris LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Haag Sherman | Manager | Under 5% | 2017 |
| David Lee Hunt | Chief Compliance Officer | Under 5% | 2026 |
| David William Block | Operations Manager | Under 5% | 2016 |
| Erick George Revelle Kuebler | Chief Executive Officer | 5-10% | 2026 |
| George Lester Ball | Registered Associate | Under 5% | 2000 |
| Paul Douglas Lyons | Finop, Principal Financial Officer | Under 5% | 2018 |
| Tectonic Financial, Inc. Control | Parent Company | Over 75% | 2019 |
| Arthur Haag Sherman Control | Owner | 25-50% | 2007 |
Frequently asked questions
How much does Sanders Morris LLC manage?
Sanders Morris LLC reports $576.1 million in regulatory assets under management on its Form ADV.
How many employees does Sanders Morris LLC have?
Sanders Morris LLC reports 27 employees.
Where is Sanders Morris LLC located?
Sanders Morris LLC is based in Houston, TX and has been SEC-registered since 2006.
Does Sanders Morris LLC disclose fund performance?
Sanders Morris LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Travis, Suite 5900, Houston, TX 77002-3003 |
| Phone | 713-224-3100 |
| Fax | 713-220-5182 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$576.1M▼ 42%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,306 advisers
EmployeesTop 19%
More than 81% of 16,824 advisers
Assets under management
$576.1Mregulatory AUM
Discretionary $299.5MNon-discretionary $276.7M