Saperston Legacy Advisors, Inc.
● SEC registered since 2021CRD 105849SEC# 801-121038Hamburg, NY
Reg. AUM
$180.8M
Employees
5
Accounts
436
Location
Hamburg, NY
Saperston Legacy Advisors, Inc. assets under management
Saperston Legacy Advisors, Inc. is an investment advisory firm registered with the SEC based in Hamburg, NY. The firm has been registered since 2021. It reports $180.8 million in regulatory assets under management and employs 5 people.
Saperston Legacy Advisors, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Hillview III, LLC Control | Shareholder | Over 75% | 2021 |
| Karen Leber Saperston Control | Chief Compliance Officer | Under 5% | 2026 |
| Kristina Lynn Saperston Control | President/Secretary | Under 5% | 2017 |
| Karen Leber Saperston Control | Trustee | — | 2006 |
| Karen Leber Saperston Control | Trustee | — | 2006 |
| Karen Leber Saperston Control | Trustee | — | 2006 |
| Karen Saperston Trustee for Daniel Saperston Irrevocable Trust Control | Member | 25-50% | 2021 |
| Karen Saperston Trustee for Kristina Saperston Irrevocable Trust Control | Member | 25-50% | 2021 |
| Karen Saperston Trustee for Willard H.j. Saperston Irrevocable Trust Control | Member | 25-50% | 2021 |
Frequently asked questions
How much does Saperston Legacy Advisors, Inc. manage?
Saperston Legacy Advisors, Inc. reports $180.8 million in regulatory assets under management on its Form ADV.
How many employees does Saperston Legacy Advisors, Inc. have?
Saperston Legacy Advisors, Inc. reports 5 employees.
Where is Saperston Legacy Advisors, Inc. located?
Saperston Legacy Advisors, Inc. is based in Hamburg, NY and has been SEC-registered since 2021.
Does Saperston Legacy Advisors, Inc. disclose fund performance?
Saperston Legacy Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 172 Lake Street, Hamburg, NY 14075 |
| Phone | 716-649-9800 |
| Fax | 716-649-9875 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$180.8M▲ 218%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,306 advisers
EmployeesTop 62%
More than 38% of 16,824 advisers
Assets under management
$180.8Mregulatory AUM
Discretionary $134.1MNon-discretionary $46.7M