Sara-Bay Financial Corp.
● SEC registered since 2014CRD 133443SEC# 801-79508Sarasota, FL
Reg. AUM
$396.8M
Employees
5
Accounts
924
Location
Sarasota, FL
Sara-Bay Financial Corp. assets under management
Sara-Bay Financial Corp. is a registered investment adviser overseen by the SEC based in Sarasota, FL. The firm has been registered since 2014. It reports $396.8 million in regulatory assets under management and employs 5 people.
Sara-Bay Financial Corp. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Michael Hard Control | President | Over 75% | 2020 |
| James Christopher Mills | Officer | 10-25% | 2019 |
| James Michael Hard | Officer | Under 5% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Sara-Bay Financial Corp. manage?
Sara-Bay Financial Corp. reports $396.8 million in regulatory assets under management on its Form ADV.
How many employees does Sara-Bay Financial Corp. have?
Sara-Bay Financial Corp. reports 5 employees.
Where is Sara-Bay Financial Corp. located?
Sara-Bay Financial Corp. is based in Sarasota, FL and has been SEC-registered since 2014.
Does Sara-Bay Financial Corp. disclose fund performance?
Sara-Bay Financial Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2201 Cantu Court, Suite 102, Sarasota, FL 34232 |
| Phone | 941-371-8027 |
| Fax | 941-371-8314 |
| Office hours | 8:30a.m. - 4:30p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1816444 |
| Discloses disciplinary history | No |
Regulatory AUM
$396.8M▲ 25%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$396.8Mregulatory AUM
Discretionary $396.8M