Saratoga Research & Investment Management
● SEC registered since 2000CRD 110506SEC# 801-57695Saratoga, CA
Reg. AUM
$2.51B
Employees
21
Accounts
2,740
Location
Saratoga, CA
Saratoga Research & Investment Management assets under management
Saratoga Research & Investment Management operates as an SEC-registered investment adviser based in Saratoga, CA. The firm has been registered since 2000. It reports $2.5 billion in regulatory assets under management and employs 21 people.
Saratoga Research & Investment Management owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Harold Tanner | Director Of Operations | 5-10% | 1995 |
| Kevin Peter Tanner Control | Chief Executive Officer/Chief Investment Officer | 25-50% | 1995 |
| Madeline Elaine Hedges | Chief Compliance Officer | Under 5% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Saratoga Research & Investment Management manage?
Saratoga Research & Investment Management reports $2.5 billion in regulatory assets under management on its Form ADV.
How many employees does Saratoga Research & Investment Management have?
Saratoga Research & Investment Management reports 21 employees.
Where is Saratoga Research & Investment Management located?
Saratoga Research & Investment Management is based in Saratoga, CA and has been SEC-registered since 2000.
Does Saratoga Research & Investment Management disclose fund performance?
Saratoga Research & Investment Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 14471 Big Basin Way, Suite E, Saratoga, CA 95070 |
| Phone | (408) 741-2330 |
| Fax | (408) 877-1525 |
| Office hours | 6:00 a.m. - 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1477872 |
| Discloses disciplinary history | No |
Regulatory AUM
$2.51BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$2.51Bregulatory AUM
Discretionary $2.47BNon-discretionary $43M