Sas Financial Advisors, LLC.
● SEC registered since 2022CRD 288015SEC# 801-124837San Francisco, CA
Reg. AUM
$167M
Employees
8
Accounts
471
Location
San Francisco, CA
Sas Financial Advisors, LLC. assets under management
Sas Financial Advisors, LLC. is a registered investment adviser overseen by the SEC based in San Francisco, CA. The firm has been registered since 2022. It reports $167 million in regulatory assets under management and employs 8 people.
Sas Financial Advisors, LLC. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Elizabeth May Prindle Control | Member/Chief Compliance Officer | 10-25% | 2017 |
| IRA Harold Fateman Control | Managing Member | Over 75% | 2003 |
| Monique Renee San Miguel Lopez | Investment Advisor Representative & Member | 5-10% | 2021 |
Frequently asked questions
How much does Sas Financial Advisors, LLC. manage?
Sas Financial Advisors, LLC. reports $167 million in regulatory assets under management on its Form ADV.
How many employees does Sas Financial Advisors, LLC. have?
Sas Financial Advisors, LLC. reports 8 employees.
Where is Sas Financial Advisors, LLC. located?
Sas Financial Advisors, LLC. is based in San Francisco, CA and has been SEC-registered since 2022.
Does Sas Financial Advisors, LLC. disclose fund performance?
Sas Financial Advisors, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 California Street, Suite 1500, San Francisco, CA 94111 |
| Phone | 415-277-5955 |
| Office hours | 9-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$167M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$167Mregulatory AUM
Discretionary $167M