Sauberan & Company, LLC
● SEC registered since 1991CRD 106317SEC# 801-38553Lockport, NY
Reg. AUM
$5.8M
Employees
1
Accounts
56
Location
Lockport, NY
Sauberan & Company, LLC assets under management
Sauberan & Company, LLC is an investment advisory firm registered with the SEC based in Lockport, NY. The firm has been registered since 1991. It reports $5.8 million in regulatory assets under management and employs 1 people.
Sauberan & Company, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Keith Sauberan Control | President/Chief Compliance Officer | Over 75% | 1990 |
Frequently asked questions
How much does Sauberan & Company, LLC manage?
Sauberan & Company, LLC reports $5.8 million in regulatory assets under management on its Form ADV.
How many employees does Sauberan & Company, LLC have?
Sauberan & Company, LLC reports 1 employees.
Where is Sauberan & Company, LLC located?
Sauberan & Company, LLC is based in Lockport, NY and has been SEC-registered since 1991.
Does Sauberan & Company, LLC disclose fund performance?
Sauberan & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 175 Walnut St Suite#2, Lockport, NY 14094 |
| Phone | 716-439-1265 |
| Office hours | 9a.m. - 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$5.8MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$5.8Mregulatory AUM
Discretionary $5.8M