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Saxony Capital Management LLC.

● SEC registered since 2007CRD 122692SEC# 801-68385Saint Louis, MO
Export (members)
Reg. AUM
$367.9M
Employees
6
Accounts
1,488
Location
Saint Louis, MO

Saxony Capital Management LLC. assets under management

Saxony Capital Management LLC. is an SEC-registered investment adviser based in Saint Louis, MO. The firm has been registered since 2007. It reports $367.9 million in regulatory assets under management and employs 6 people.
www.saxony advisors- linked inView on SEC.gov ↗

Saxony Capital Management LLC. owners & executives

8 reported
NameTitleOwnershipSince
Charles Andrew DairaghiSenior Vice PresidentUnder 5%2026
Christopher Zane DyeCompliance AssociateUnder 5%2025
Kurt Robert Palos ControlSenior Vice PresidentUnder 5%2026
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Frequently asked questions

How much does Saxony Capital Management LLC. manage?

Saxony Capital Management LLC. reports $367.9 million in regulatory assets under management on its Form ADV.

How many employees does Saxony Capital Management LLC. have?

Saxony Capital Management LLC. reports 6 employees.

Where is Saxony Capital Management LLC. located?

Saxony Capital Management LLC. is based in Saint Louis, MO and has been SEC-registered since 2007.

Does Saxony Capital Management LLC. disclose fund performance?

Saxony Capital Management LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11152 S Towne Square, Saint Louis, MO 63123
Phone314-963-9336
Fax314-754-0027
Office hours8:00 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Regulatory AUM

$367.9M▲ 54%
Jan '25 — $239.3MFeb '25 — $239.3MMar '25 — $297.9MApr '25 — $297.9MMay '25 — $297.9MJun '25 — $297.9MJul '25 — $297.9MAug '25 — $297.9MSep '25 — $297.9MOct '25 — $297.9MNov '25 — $297.9MDec '25 — $297.9MJan '26 — $367.9MFeb '26 — $367.9MMar '26 — $367.9MApr '26 — $367.9MMay '26 — $367.9MJun '26 — $367.9M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$367.9Mregulatory AUM
Discretionary $351.4MNon-discretionary $16.4M