Sbauer Funds, LLC
● SEC registered since 2007CRD 144782SEC# 801-68332Carmel, IN
Reg. AUM
$61.3M
Employees
7
Accounts
1
Location
Carmel, IN
Sbauer Funds, LLC assets under management
Sbauer Funds, LLC operates as an SEC-registered investment adviser based in Carmel, IN. The firm has been registered since 2007. It reports $61.3 million in regulatory assets under management and employs 7 people.
Sbauer Funds, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Eric McKenzie Control | Chief Compliance Officer | 5-10% | 2026 |
| Robert Carl Auer Control | Portfolio Manager | Over 75% | 2007 |
| Ronald Robert Brock Control | Chief Financial Officer | Under 5% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Sbauer Funds, LLC manage?
Sbauer Funds, LLC reports $61.3 million in regulatory assets under management on its Form ADV.
How many employees does Sbauer Funds, LLC have?
Sbauer Funds, LLC reports 7 employees.
Where is Sbauer Funds, LLC located?
Sbauer Funds, LLC is based in Carmel, IN and has been SEC-registered since 2007.
Does Sbauer Funds, LLC disclose fund performance?
Sbauer Funds, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 580 E. Carmel Dr., Suite 350, Carmel, IN 46032 |
| Phone | 317-814-5000 |
| Office hours | 9:30a.m. - 4:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$61.3M▲ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$61.3Mregulatory AUM
Discretionary $61.3M