Schmidt Financial Management, Inc.
● SEC registered since 2023CRD 328247SEC# 801-128860Kirkland, WA
Reg. AUM
$497.5M
Employees
7
Accounts
827
Location
Kirkland, WA
Schmidt Financial Management, Inc. assets under management
Schmidt Financial Management, Inc. is a registered investment adviser overseen by the SEC based in Kirkland, WA. The firm has been registered since 2023. It reports $497.5 million in regulatory assets under management and employs 7 people.
Schmidt Financial Management, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dominic Christian Hubert Control | Vice President | Under 5% | 2025 |
| Evan Todd Schmidt Control | President | Over 75% | 2019 |
| Paul Irvin Cox Control | Chief Compliance Officer | Under 5% | 2023 |
Frequently asked questions
How much does Schmidt Financial Management, Inc. manage?
Schmidt Financial Management, Inc. reports $497.5 million in regulatory assets under management on its Form ADV.
How many employees does Schmidt Financial Management, Inc. have?
Schmidt Financial Management, Inc. reports 7 employees.
Where is Schmidt Financial Management, Inc. located?
Schmidt Financial Management, Inc. is based in Kirkland, WA and has been SEC-registered since 2023.
Does Schmidt Financial Management, Inc. disclose fund performance?
Schmidt Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3435 Carillon Point, Kirkland, WA 98033 |
| Phone | 425-893-9195 |
| Fax | 425-893-9824 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$497.5M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$497.5Mregulatory AUM
Discretionary $485.4MNon-discretionary $12.2M