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Seamount Financial Group Inc

● SEC registered since 1999CRD 107834SEC# 801-56412Colorado Springs, CO
Export (members)
Reg. AUM
$745.2M
Employees
10
Accounts
1,609
Location
Colorado Springs, CO

Seamount Financial Group Inc assets under management

Seamount Financial Group Inc operates as an SEC-registered investment adviser based in Colorado Springs, CO. The firm has been registered since 1999. It reports $745.2 million in regulatory assets under management and employs 10 people.
www.seamountfinancial.comView on SEC.gov ↗

Seamount Financial Group Inc owners & executives

5 reported
NameTitleOwnershipSince
Aaron Matthew McLaughlinShareholder / Chief Compliance Officer5-10%2024
Christopher Robert DorsettShareholder5-10%2024
Jaye Dawn MuellerCorporate SecretaryUnder 5%2003
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Frequently asked questions

How much does Seamount Financial Group Inc manage?

Seamount Financial Group Inc reports $745.2 million in regulatory assets under management on its Form ADV.

How many employees does Seamount Financial Group Inc have?

Seamount Financial Group Inc reports 10 employees.

Where is Seamount Financial Group Inc located?

Seamount Financial Group Inc is based in Colorado Springs, CO and has been SEC-registered since 1999.

Does Seamount Financial Group Inc disclose fund performance?

Seamount Financial Group Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address90 So Cascade Avenue, Suite 970, Colorado Springs, CO 80903
Phone719-471-1171
Fax719-471-1972
Office hoursBy Appointment Only
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$745.2M▲ 12%
Mar '25 — $665.2MApr '25 — $665.2MMay '25 — $665.2MJun '25 — $665.2MJul '25 — $665.2MAug '25 — $665.2MSep '25 — $665.2MOct '25 — $665.2MNov '25 — $665.2MDec '25 — $665.2MJan '26 — $665.2MFeb '26 — $665.2MMar '26 — $745.2MApr '26 — $745.2MMay '26 — $745.2MJun '26 — $745.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$745.2Mregulatory AUM
Discretionary $745.2M