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Seattle Wealth Management LLC

● SEC registered since 2017CRD 285877SEC# 801-108935Seattle, WA
Export (members)
Reg. AUM
$131.3M
Employees
2
Accounts
296
Location
Seattle, WA

Seattle Wealth Management LLC assets under management

Seattle Wealth Management LLC is an investment advisory firm registered with the SEC based in Seattle, WA. The firm has been registered since 2017. It reports $131.3 million in regulatory assets under management and employs 2 people.

Seattle Wealth Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Dan Dae Young Uhm ControlGeneral Manager50-75%2021
Eric Arthur Johnson ControlFinancial Planner And Wealth Manager; Chief Compliance Officer50-75%2021

Frequently asked questions

How much does Seattle Wealth Management LLC manage?

Seattle Wealth Management LLC reports $131.3 million in regulatory assets under management on its Form ADV.

How many employees does Seattle Wealth Management LLC have?

Seattle Wealth Management LLC reports 2 employees.

Where is Seattle Wealth Management LLC located?

Seattle Wealth Management LLC is based in Seattle, WA and has been SEC-registered since 2017.

Does Seattle Wealth Management LLC disclose fund performance?

Seattle Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8301-A 5th Avenue NE, Seattle, WA 98115
Phone206-858-6973
Office hoursBy Appointment
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$131.3M▲ 10%
Feb '25 — $119.3MMar '25 — $119.3MApr '25 — $119.3MMay '25 — $119.3MJun '25 — $119.3MJul '25 — $119.3MAug '25 — $119.3MSep '25 — $119.3MOct '25 — $119.3MNov '25 — $119.3MDec '25 — $119.3MJan '26 — $131.3MFeb '26 — $131.3MMar '26 — $131.3MApr '26 — $131.3MMay '26 — $131.3MJun '26 — $131.3M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$131.3Mregulatory AUM
Discretionary $131.3M