Secondmarket Financial, LLC
● SEC registered since 2025CRD 333332SEC# 801-131656New York, NY
Ranks #5,453 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$150M
Fund GAV
$150M
Private funds
25
Employees
19
Accounts
25
Location
New York, NY
Secondmarket Financial, LLC assets under management
Secondmarket Financial, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2025. It reports $150 million in regulatory assets under management and employs 19 people. Secondmarket Financial, LLC manages 25 private funds with combined gross assets of $150 million, including Tv Ai Fund Ia, a Series of Secondmarket Growth, LLC. By regulatory assets, it ranks 5,453 of 6,004 private fund managers.
Secondmarket Financial, LLC private funds
25 funds · $150M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Tv Ai Fund Ia, a Series of Secondmarket Growth, LLC | Private Equity | $21.2M | $3M |
| Avo Ai III Groq, a Series of Secondmarket Growth, LLC | Private Equity | $19.2M | $25K |
| Rvc Ai Fund I, a Series of Secondmarket Growth, LLC | Private Equity | $18.9M | $100K |
See all 25 funds — unlock the full record.
Join to unlock · $37/moSecondmarket Financial, LLC owners & executives
20 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew John Kroculick Control | Chief Operating Officer | Under 5% | 2024 |
| Christopher Michael Setaro Control | Chief Compliance Officer | Under 5% | 2024 |
| Nasdaq Private Market, LLC Control | Shareholder | Over 75% | 2024 |
See all 20 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Secondmarket Financial, LLC manage?
Secondmarket Financial, LLC reports $150 million in regulatory assets under management on its Form ADV.
How many private funds does Secondmarket Financial, LLC manage?
Secondmarket Financial, LLC manages 25 private funds with combined gross assets of $150 million.
How many employees does Secondmarket Financial, LLC have?
Secondmarket Financial, LLC reports 19 employees.
Where is Secondmarket Financial, LLC located?
Secondmarket Financial, LLC is based in New York, NY and has been SEC-registered since 2025.
Does Secondmarket Financial, LLC disclose fund performance?
Secondmarket Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3 E 28th Street, 7th Floor, New York, NY 10016 |
| Phone | 646-968-7000 |
| Office hours | 9a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$150M▲ 402%
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
AUM vs fund managersTop 91%
Larger than 9% of 6,004 private-fund managers
Number of fundsTop 9%
More funds than 91% of fund managers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$150Mregulatory AUM
Discretionary $150M