Secure Planning, LLC
● SEC registered since 1998CRD 42179SEC# 801-55630Portsmouth, NH
Reg. AUM
$187M
Employees
5
Accounts
846
Location
Portsmouth, NH
Secure Planning, LLC assets under management
Secure Planning, LLC is a registered investment adviser overseen by the SEC based in Portsmouth, NH. The firm has been registered since 1998. It reports $187 million in regulatory assets under management and employs 5 people.
Secure Planning, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Edward J. Mallon Revocable Trust, Edward J Mallon Trustee Control | Owner | Over 75% | 1990 |
| Edward John Jr Mallon Control | President/Trustee | Under 5% | 1990 |
| Julianne Mary Smith | Chief Compliance Officer | Under 5% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Secure Planning, LLC manage?
Secure Planning, LLC reports $187 million in regulatory assets under management on its Form ADV.
How many employees does Secure Planning, LLC have?
Secure Planning, LLC reports 5 employees.
Where is Secure Planning, LLC located?
Secure Planning, LLC is based in Portsmouth, NH and has been SEC-registered since 1998.
Does Secure Planning, LLC disclose fund performance?
Secure Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 42 Middle St, Portsmouth, NH 03801 |
| Phone | 603-433-5515 |
| Fax | 603-433-6023 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$187M▲ 10%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$187Mregulatory AUM
Discretionary $187M