Secure Retirement Financial & Insurance Services Corp.
● SEC registered since 2022CRD 132777SEC# 801-125823San Ramon, CA
Reg. AUM
$102M
Employees
5
Accounts
481
Location
San Ramon, CA
Secure Retirement Financial & Insurance Services Corp. assets under management
Secure Retirement Financial & Insurance Services Corp. is an investment advisory firm registered with the SEC based in San Ramon, CA. The firm has been registered since 2022. It reports $102 million in regulatory assets under management and employs 5 people.
Secure Retirement Financial & Insurance Services Corp. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Michael Warren | Shareholder | 25-50% | 2023 |
| Peter Eriksson | Chief Compliance Officer | Under 5% | 2025 |
| Richard Ree Morey Control | President | 50-75% | 2003 |
Frequently asked questions
How much does Secure Retirement Financial & Insurance Services Corp. manage?
Secure Retirement Financial & Insurance Services Corp. reports $102 million in regulatory assets under management on its Form ADV.
How many employees does Secure Retirement Financial & Insurance Services Corp. have?
Secure Retirement Financial & Insurance Services Corp. reports 5 employees.
Where is Secure Retirement Financial & Insurance Services Corp. located?
Secure Retirement Financial & Insurance Services Corp. is based in San Ramon, CA and has been SEC-registered since 2022.
Does Secure Retirement Financial & Insurance Services Corp. disclose fund performance?
Secure Retirement Financial & Insurance Services Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2333. San Ramon Valley Boulevard, Suite 250, San Ramon, CA 94583 |
| Phone | 925-855-4300 |
| Fax | 925-276-8940 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$102M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$102Mregulatory AUM
Discretionary $102M