Secured Principal Advisors LLC
● SEC registered since 2026CRD 339795SEC# 801-135742Santa Monica, CA
Reg. AUM
—
Employees
3
Accounts
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Location
Santa Monica, CA
Secured Principal Advisors LLC assets under management
Secured Principal Advisors LLC is a registered investment adviser overseen by the SEC based in Santa Monica, CA. The firm has been registered since 2026. It employs 3 people.
Secured Principal Advisors LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Nicholas Braun Scalzo Control | Managing Member & Chief Executive Officer | Over 75% | 2025 |
| Richard Reid Lavin Control | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How many employees does Secured Principal Advisors LLC have?
Secured Principal Advisors LLC reports 3 employees.
Where is Secured Principal Advisors LLC located?
Secured Principal Advisors LLC is based in Santa Monica, CA and has been SEC-registered since 2026.
Does Secured Principal Advisors LLC disclose fund performance?
Secured Principal Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2800 Neilson Way, St 1214, Santa Monica, CA 90405 |
| Phone | 617 817-5344 |
| Office hours | 7a.m.-4p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 77%
More than 23% of 16,825 advisers