Semmax Financial Advisors, Inc.
● SEC registered since 2017CRD 144978SEC# 801-110932Winston-Salem, NC
Reg. AUM
$495.4M
Employees
18
Accounts
2,240
Location
Winston-Salem, NC
Semmax Financial Advisors, Inc. assets under management
Semmax Financial Advisors, Inc. operates as an SEC-registered investment adviser based in Winston-Salem, NC. The firm has been registered since 2017. It reports $495.4 million in regulatory assets under management and employs 18 people.
Semmax Financial Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Ellis Tyner Control | President | Over 75% | 2007 |
| Jonathan Philip Short | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Semmax Financial Advisors, Inc. manage?
Semmax Financial Advisors, Inc. reports $495.4 million in regulatory assets under management on its Form ADV.
How many employees does Semmax Financial Advisors, Inc. have?
Semmax Financial Advisors, Inc. reports 18 employees.
Where is Semmax Financial Advisors, Inc. located?
Semmax Financial Advisors, Inc. is based in Winston-Salem, NC and has been SEC-registered since 2017.
Does Semmax Financial Advisors, Inc. disclose fund performance?
Semmax Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1447 Trade Mart Blvd, Winston-Salem, NC 27127 |
| Phone | 336-856-0080 |
| Fax | 336-856-0071 |
| Office hours | 9:00 - 5:00 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$495.4M▲ 25%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$495.4Mregulatory AUM
Discretionary $495.4M