PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Serenity Investment Advisors LLC

● SEC registered since 2022CRD 307924SEC# 801-123727Chicago, IL
Export (members)
Reg. AUM
$513.6M
Employees
7
Accounts
1,109
Location
Chicago, IL

Serenity Investment Advisors LLC assets under management

Serenity Investment Advisors LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2022. It reports $513.6 million in regulatory assets under management and employs 7 people.

Serenity Investment Advisors LLC owners & executives

1 reported
NameTitleOwnershipSince
Richard David Little ControlPresident And CcoOver 75%2020

Frequently asked questions

How much does Serenity Investment Advisors LLC manage?

Serenity Investment Advisors LLC reports $513.6 million in regulatory assets under management on its Form ADV.

How many employees does Serenity Investment Advisors LLC have?

Serenity Investment Advisors LLC reports 7 employees.

Where is Serenity Investment Advisors LLC located?

Serenity Investment Advisors LLC is based in Chicago, IL and has been SEC-registered since 2022.

Does Serenity Investment Advisors LLC disclose fund performance?

Serenity Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address333 S. Wabash Ave., Suite 2700, Chicago, IL 60604
Phone312-734-1415
Office hours8 a.m. To 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$513.6M▲ 37%
Mar '25 — $376MApr '25 — $376MMay '25 — $376MJun '25 — $376MJul '25 — $376MAug '25 — $376MSep '25 — $376MOct '25 — $376MNov '25 — $376MDec '25 — $376MJan '26 — $376MFeb '26 — $513.6MMar '26 — $513.6MApr '26 — $513.6MMay '26 — $513.6MJun '26 — $513.6M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$513.6Mregulatory AUM
Discretionary $255.3MNon-discretionary $258.3M