Seros Financial, LLC
● SEC registered since 2021CRD 166808SEC# 801-120609Gilbert, AZ
Reg. AUM
$359.2M
Employees
10
Accounts
1,049
Location
Gilbert, AZ
Seros Financial, LLC assets under management
Seros Financial, LLC is an SEC-registered investment adviser based in Gilbert, AZ. The firm has been registered since 2021. It reports $359.2 million in regulatory assets under management and employs 10 people.
Seros Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeremy Windell Smith Control | Manager | Over 75% | 2013 |
| Sherod Norton Bigelow | Chief Compliance Officer | Under 5% | 2013 |
| Smith Family Trust Control | Member | Over 75% | 2013 |
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Join to unlock · $37/moFrequently asked questions
How much does Seros Financial, LLC manage?
Seros Financial, LLC reports $359.2 million in regulatory assets under management on its Form ADV.
How many employees does Seros Financial, LLC have?
Seros Financial, LLC reports 10 employees.
Where is Seros Financial, LLC located?
Seros Financial, LLC is based in Gilbert, AZ and has been SEC-registered since 2021.
Does Seros Financial, LLC disclose fund performance?
Seros Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 155 E Rivulon Blvd, Suite 304, Gilbert, AZ 85297 |
| Phone | 480-967-1155 |
| Fax | 480-967-1152 |
| Office hours | 9:00a.m. - 4:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$359.2M▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$359.2Mregulatory AUM
Discretionary $359.2M