Sfe Investment Counsel Inc.
● SEC registered since 2007CRD 145530SEC# 801-68580Los Angeles, CA
Ranks #3,382 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$748.4M
Fund GAV
$1.1M
Private funds
2
Employees
14
Accounts
902
Location
Los Angeles, CA
Sfe Investment Counsel Inc. assets under management
Sfe Investment Counsel Inc. operates as an SEC-registered investment adviser based in Los Angeles, CA. The firm has been registered since 2007. It reports $748.4 million in regulatory assets under management and employs 14 people. Sfe Investment Counsel Inc. manages 2 private funds with combined gross assets of $1.1 million, including Sfe Alternative Investment Fund II LLC. By regulatory assets, it ranks 3,382 of 6,030 private fund managers.
Sfe Investment Counsel Inc. private funds
2 funds · $1.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Sfe Alternative Investment Fund II LLC | Private Equity | $626K | $1M |
| Sfe Alternative Investment Fund I LLC | Private Equity | $494K | $1M |
Sfe Investment Counsel Inc. owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Eustis Bohlen Control | Vice President, Co-Chief Investment Officer | Under 5% | 2007 |
| David John Thomsen | Vp, Director, Business Development | 25-50% | 2007 |
| Donna Salinas Arnold | Chief Compliance Officer | Under 5% | 2024 |
| Gregory Cannon Giauque Control | Director | Under 5% | 2024 |
| James Thomas Moylan Control | Vice President/Co-Chief Investment Officer | 25-50% | 2020 |
| Jon Michael Kmett Control | President, Director & Cfo | 25-50% | 2007 |
| Kmett Family Trust Dated 12/14/2018 Control | Direct Owner | 25-50% | 2018 |
| Teri May McCasland Control | Vp, & Director | Under 5% | 2007 |
| The Alana Moylan and James Moylan Living Trust Dated 2/23/2012 | Direct Owner | 25-50% | 2012 |
| The Thomsen Family Trust Dated 9/27/2007 | Direct Owner | 25-50% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Sfe Investment Counsel Inc. manage?
Sfe Investment Counsel Inc. reports $748.4 million in regulatory assets under management on its Form ADV.
How many private funds does Sfe Investment Counsel Inc. manage?
Sfe Investment Counsel Inc. manages 2 private funds with combined gross assets of $1.1 million.
How many employees does Sfe Investment Counsel Inc. have?
Sfe Investment Counsel Inc. reports 14 employees.
Where is Sfe Investment Counsel Inc. located?
Sfe Investment Counsel Inc. is based in Los Angeles, CA and has been SEC-registered since 2007.
Does Sfe Investment Counsel Inc. disclose fund performance?
Sfe Investment Counsel Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 801 S. Figueroa Street, Suite 610, Los Angeles, CA 90017 |
| Phone | 213-612-0220 |
| Fax | 213-612-0329 |
| Office hours | 7:00 a.m. To 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1317784 |
| Discloses disciplinary history | No |
Regulatory AUM
$748.4M▲ 29%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,306 advisers
AUM vs fund managersTop 56%
Larger than 44% of 6,030 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 32%
More than 68% of 16,824 advisers
Assets under management
$748.4Mregulatory AUM
Discretionary $728.3MNon-discretionary $20.1M
Service providers
Auditor
Custodian