Sgl Financial, LLC
● SEC registered since 2015CRD 158023SEC# 801-96223Buffalo Grove, IL
Reg. AUM
$416M
Employees
33
Accounts
2,713
Location
Buffalo Grove, IL
Sgl Financial, LLC assets under management
Sgl Financial, LLC is a registered investment adviser overseen by the SEC based in Buffalo Grove, IL. The firm has been registered since 2015. It reports $416 million in regulatory assets under management and employs 33 people.
Sgl Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gabriel David Lewit Control | Chief Executive Officer | 25-50% | 2011 |
| Steven James Thomas Control | Chief Compliance Officer | Under 5% | 2014 |
| Steven Richard Lewit Control | Owner | 25-50% | 2011 |
Frequently asked questions
How much does Sgl Financial, LLC manage?
Sgl Financial, LLC reports $416 million in regulatory assets under management on its Form ADV.
How many employees does Sgl Financial, LLC have?
Sgl Financial, LLC reports 33 employees.
Where is Sgl Financial, LLC located?
Sgl Financial, LLC is based in Buffalo Grove, IL and has been SEC-registered since 2015.
Does Sgl Financial, LLC disclose fund performance?
Sgl Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL 60089 |
| Phone | 8474993330 |
| Fax | 847-499-3457 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$416M▲ 94%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers
Assets under management
$416Mregulatory AUM
Discretionary $414.1MNon-discretionary $1.9M