Shaker Financial Services, LLC
● SEC registered since 2004CRD 121534SEC# 801-62679Annapolis, MD
Reg. AUM
$286.3M
Employees
6
Accounts
588
Location
Annapolis, MD
Shaker Financial Services, LLC assets under management
Shaker Financial Services, LLC operates as an SEC-registered investment adviser based in Annapolis, MD. The firm has been registered since 2004. It reports $286.3 million in regulatory assets under management and employs 6 people.
Shaker Financial Services, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kathryn Shaker Baummer Control | Partner | 50-75% | 2007 |
| Robert M. Shaker Control | Chief Compliance Officer | 50-75% | 2004 |
Frequently asked questions
How much does Shaker Financial Services, LLC manage?
Shaker Financial Services, LLC reports $286.3 million in regulatory assets under management on its Form ADV.
How many employees does Shaker Financial Services, LLC have?
Shaker Financial Services, LLC reports 6 employees.
Where is Shaker Financial Services, LLC located?
Shaker Financial Services, LLC is based in Annapolis, MD and has been SEC-registered since 2004.
Does Shaker Financial Services, LLC disclose fund performance?
Shaker Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1997 Annapolis Exchange Parkway, Suite 300-349, Annapolis, MD 21401 |
| Phone | 410-224-0572 |
| Fax | 443-458-0892 |
| Office hours | 0900-1700 |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$286.3M▲ 25%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$286.3Mregulatory AUM
Discretionary $286.3M