Shapiro Financial Security Group, Inc.
● SEC registered since 2021CRD 120801SEC# 801-121063Hazlet, NJ
Reg. AUM
$152.6M
Employees
5
Accounts
564
Location
Hazlet, NJ
Shapiro Financial Security Group, Inc. assets under management
Shapiro Financial Security Group, Inc. is an investment advisory firm registered with the SEC based in Hazlet, NJ. The firm has been registered since 2021. It reports $152.6 million in regulatory assets under management and employs 5 people.
Shapiro Financial Security Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kenneth Bart Shapiro Control | President/Chief Compliance Officer | Over 75% | 1982 |
Frequently asked questions
How much does Shapiro Financial Security Group, Inc. manage?
Shapiro Financial Security Group, Inc. reports $152.6 million in regulatory assets under management on its Form ADV.
How many employees does Shapiro Financial Security Group, Inc. have?
Shapiro Financial Security Group, Inc. reports 5 employees.
Where is Shapiro Financial Security Group, Inc. located?
Shapiro Financial Security Group, Inc. is based in Hazlet, NJ and has been SEC-registered since 2021.
Does Shapiro Financial Security Group, Inc. disclose fund performance?
Shapiro Financial Security Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730 |
| Phone | 732-739-8991 |
| Fax | 732-739-8667 |
| Office hours | 9:00 a.m.-5: 00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$152.6M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$152.6Mregulatory AUM
Discretionary $140.6MNon-discretionary $12M