Sherman Asset Management, Inc.
● SEC registered since 2024CRD 170861SEC# 801-129640Ventura, CA
Ranks #5,510 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$140.8M
Fund GAV
$4.9M
Private funds
1
Employees
1
Accounts
151
Location
Ventura, CA
Sherman Asset Management, Inc. assets under management
Sherman Asset Management, Inc. is an investment advisory firm registered with the SEC based in Ventura, CA. The firm has been registered since 2024. It reports $140.8 million in regulatory assets under management and employs 1 people. Sherman Asset Management, Inc. manages 1 private fund with combined gross assets of $4.9 million, including Signal 7 Tactical Sentiment Fund LP. By regulatory assets, it ranks 5,510 of 6,004 private fund managers.
Sherman Asset Management, Inc. private funds
1 funds · $4.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Signal 7 Tactical Sentiment Fund LP | Hedge | $4.9M | $250K |
Sherman Asset Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Roy Douglas Sherman Control | Ceo And Cco | Over 75% | 2014 |
Frequently asked questions
How much does Sherman Asset Management, Inc. manage?
Sherman Asset Management, Inc. reports $140.8 million in regulatory assets under management on its Form ADV.
How many private funds does Sherman Asset Management, Inc. manage?
Sherman Asset Management, Inc. manages 1 private funds with combined gross assets of $4.9 million.
How many employees does Sherman Asset Management, Inc. have?
Sherman Asset Management, Inc. reports 1 employees.
Where is Sherman Asset Management, Inc. located?
Sherman Asset Management, Inc. is based in Ventura, CA and has been SEC-registered since 2024.
Does Sherman Asset Management, Inc. disclose fund performance?
Sherman Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1500 Palma Dr., Suite 133, Ventura, CA 93003 |
| Phone | 805-530-5963 |
| Office hours | By Appointment Only |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1736535 |
| Discloses disciplinary history | No |
Regulatory AUM
$140.8M▲ 7%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
AUM vs fund managersTop 92%
Larger than 8% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$140.8Mregulatory AUM
Discretionary $140.8M
Service providers
Auditor
Prime broker
Custodian
Administrator