Shield Wealth Advisors, LLC.
● SEC registered since 2020CRD 309538SEC# 801-119094Williamsville, NY
Reg. AUM
$68.4M
Employees
3
Accounts
307
Location
Williamsville, NY
Shield Wealth Advisors, LLC. assets under management
Shield Wealth Advisors, LLC. operates as an SEC-registered investment adviser based in Williamsville, NY. The firm has been registered since 2020. It reports $68.4 million in regulatory assets under management and employs 3 people.
Shield Wealth Advisors, LLC. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dawn M Robinson Control | Chief Compliance Officer | Under 5% | 2020 |
| John William Haberstro Control | President | Over 75% | 2020 |
Frequently asked questions
How much does Shield Wealth Advisors, LLC. manage?
Shield Wealth Advisors, LLC. reports $68.4 million in regulatory assets under management on its Form ADV.
How many employees does Shield Wealth Advisors, LLC. have?
Shield Wealth Advisors, LLC. reports 3 employees.
Where is Shield Wealth Advisors, LLC. located?
Shield Wealth Advisors, LLC. is based in Williamsville, NY and has been SEC-registered since 2020.
Does Shield Wealth Advisors, LLC. disclose fund performance?
Shield Wealth Advisors, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2809 Wehrle Drive, Suite 9, Williamsville, NY 14221 |
| Phone | 833-457-1040 |
| Office hours | 9:00 To 5:00 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$68.4M▲ 13%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$68.4Mregulatory AUM
Discretionary $68.4M