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Shining Rock Advisors LLC

● SEC registered since 2022CRD 311295SEC# 801-124819Asheville, NC
Export (members)
Reg. AUM
$153.8M
Employees
2
Accounts
93
Location
Asheville, NC

Shining Rock Advisors LLC assets under management

Shining Rock Advisors LLC is a registered investment adviser overseen by the SEC based in Asheville, NC. The firm has been registered since 2022. It reports $153.8 million in regulatory assets under management and employs 2 people.

Shining Rock Advisors LLC owners & executives

2 reported
NameTitleOwnershipSince
Jacob Barfield ControlOwner, Iar50-75%2026
Sage Proffitt Barfield ControlChief Executive Officer, Chief Compliance Officer,50-75%2020

Frequently asked questions

How much does Shining Rock Advisors LLC manage?

Shining Rock Advisors LLC reports $153.8 million in regulatory assets under management on its Form ADV.

How many employees does Shining Rock Advisors LLC have?

Shining Rock Advisors LLC reports 2 employees.

Where is Shining Rock Advisors LLC located?

Shining Rock Advisors LLC is based in Asheville, NC and has been SEC-registered since 2022.

Does Shining Rock Advisors LLC disclose fund performance?

Shining Rock Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address34 Wall Street, Asheville, NC 28801
Phone828-380-0071
Office hours9a.m.-5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$153.8M▲ 19%
Mar '25 — $129.6MApr '25 — $129.6MMay '25 — $129.6MJun '25 — $129.6MJul '25 — $129.6MAug '25 — $129.6MSep '25 — $129.6MOct '25 — $129.6MNov '25 — $129.6MDec '25 — $129.6MJan '26 — $129.6MFeb '26 — $153.8MMar '26 — $153.8MApr '26 — $153.8MMay '26 — $153.8MJun '26 — $153.8M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$153.8Mregulatory AUM
Discretionary $117.8MNon-discretionary $36M