Sierra Financial Advisory Incorporated
● SEC registered since 2019CRD 130934SEC# 801-117220
Reg. AUM
$144.9M
Employees
2
Accounts
457
Location
—
Sierra Financial Advisory Incorporated assets under management
Sierra Financial Advisory Incorporated operates as an SEC-registered investment adviser. The firm has been registered since 2019. It reports $144.9 million in regulatory assets under management and employs 2 people.
Sierra Financial Advisory Incorporated owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Tomkiewicz Control | Chief Compliance Officer/President | Over 75% | 2004 |
| Michael Henry Tomkiewicz | Partner, Ia Representative | 10-25% | 2024 |
Frequently asked questions
How much does Sierra Financial Advisory Incorporated manage?
Sierra Financial Advisory Incorporated reports $144.9 million in regulatory assets under management on its Form ADV.
How many employees does Sierra Financial Advisory Incorporated have?
Sierra Financial Advisory Incorporated reports 2 employees.
Does Sierra Financial Advisory Incorporated disclose fund performance?
Sierra Financial Advisory Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 530-470-8939 |
| Fax | 530-470-8749 |
| Office hours | 8 a.m. To 4 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$144.9M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$144.9Mregulatory AUM
Discretionary $138.6MNon-discretionary $6.3M