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Sierra Investment Management, LLC

● SEC registered since 1992CRD 106615SEC# 801-42954Santa Monica, CA
Export (members)
Reg. AUM
$360.9M
Employees
34
Accounts
759
Location
Santa Monica, CA

Sierra Investment Management, LLC assets under management

Sierra Investment Management, LLC is a registered investment adviser overseen by the SEC based in Santa Monica, CA. The firm has been registered since 1992. It reports $360.9 million in regulatory assets under management and employs 34 people.

Sierra Investment Management, LLC owners & executives

16 reported
NameTitleOwnershipSince
Albert George Schweiss ControlChief Executive OfficerUnder 5%2021
Annalisa Donati ControlChief Financial OfficerUnder 5%2024
David Chandler Wright ControlManaging MemberUnder 5%2024
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Frequently asked questions

How much does Sierra Investment Management, LLC manage?

Sierra Investment Management, LLC reports $360.9 million in regulatory assets under management on its Form ADV.

How many employees does Sierra Investment Management, LLC have?

Sierra Investment Management, LLC reports 34 employees.

Where is Sierra Investment Management, LLC located?

Sierra Investment Management, LLC is based in Santa Monica, CA and has been SEC-registered since 1992.

Does Sierra Investment Management, LLC disclose fund performance?

Sierra Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405
Phone310-452-1887
Fax310-452-2680
Office hours9:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1539154
Discloses disciplinary historyNo

Regulatory AUM

$360.9M▼ 6%
Mar '25 — $385.1MApr '25 — $385.1MMay '25 — $385.1MJun '25 — $385.1MJul '25 — $385.1MAug '25 — $385.1MSep '25 — $385.1MOct '25 — $385.1MNov '25 — $385.1MDec '25 — $385.1MJan '26 — $385.1MFeb '26 — $385.1MMar '26 — $360.9MApr '26 — $360.9MMay '26 — $360.9MJun '26 — $360.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers

Assets under management

$360.9Mregulatory AUM
Discretionary $360.9M