Signature Estate & Investment Advisors LLC
● SEC registered since 1999CRD 108163SEC# 801-56288Los Angeles, CA
Reg. AUM
$22.54B
Employees
241
Accounts
9,833
Location
Los Angeles, CA
Signature Estate & Investment Advisors LLC assets under management
Signature Estate & Investment Advisors LLC is a registered investment adviser overseen by the SEC based in Los Angeles, CA. The firm has been registered since 1999. It reports $22.5 billion in regulatory assets under management and employs 241 people.
Signature Estate & Investment Advisors LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alex Kim Control | Deputy Compliance Officer | Under 5% | 2026 |
| Brian David Holmes Control | Ceo | Under 5% | 1996 |
| Eric Zachary Rosen Control | Chief Compliance Officer | Under 5% | 2017 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Signature Estate & Investment Advisors LLC manage?
Signature Estate & Investment Advisors LLC reports $22.5 billion in regulatory assets under management on its Form ADV.
How many employees does Signature Estate & Investment Advisors LLC have?
Signature Estate & Investment Advisors LLC reports 241 employees.
Where is Signature Estate & Investment Advisors LLC located?
Signature Estate & Investment Advisors LLC is based in Los Angeles, CA and has been SEC-registered since 1999.
Does Signature Estate & Investment Advisors LLC disclose fund performance?
Signature Estate & Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067 |
| Phone | 310-712-2323 |
| Fax | 310-712-2345 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1079935 |
| Discloses disciplinary history | No |
Regulatory AUM
$22.54B▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$22.54Bregulatory AUM
Discretionary $3.57BNon-discretionary $18.97B