Sims Investment Management LLC
● SEC registered since 2022CRD 169491SEC# 801-123034Cincinnati, OH
Reg. AUM
$304.6M
Employees
12
Accounts
1,686
Location
Cincinnati, OH
Sims Investment Management LLC assets under management
Sims Investment Management LLC is a registered investment adviser overseen by the SEC based in Cincinnati, OH. The firm has been registered since 2022. It reports $304.6 million in regulatory assets under management and employs 12 people.
Sims Investment Management LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cory Kenneth Sims Control | Managing Member | Over 75% | 2013 |
| David James Reichert | Chief Compliance Officer | Under 5% | 2025 |
| Patrick Neil Jones Control | Chief Operating Officer | Under 5% | 2025 |
Frequently asked questions
How much does Sims Investment Management LLC manage?
Sims Investment Management LLC reports $304.6 million in regulatory assets under management on its Form ADV.
How many employees does Sims Investment Management LLC have?
Sims Investment Management LLC reports 12 employees.
Where is Sims Investment Management LLC located?
Sims Investment Management LLC is based in Cincinnati, OH and has been SEC-registered since 2022.
Does Sims Investment Management LLC disclose fund performance?
Sims Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3322 Erie Ave., Suite 200, Cincinnati, OH 45208 |
| Phone | 513-278-7467 |
| Fax | 513-297-7591 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2053807 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$304.6M▲ 24%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$304.6Mregulatory AUM
Discretionary $299.1MNon-discretionary $5.5M