Slocum Gordon & Co LLP
● SEC registered since 1979CRD 104929SEC# 801-14301Newport, RI
Reg. AUM
$219.2M
Employees
5
Accounts
253
Location
Newport, RI
Slocum Gordon & Co LLP assets under management
Slocum Gordon & Co LLP is an investment advisory firm registered with the SEC based in Newport, RI. The firm has been registered since 1979. It reports $219.2 million in regulatory assets under management and employs 5 people.
Slocum Gordon & Co LLP owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barclay Douglas Control | Partner | 25-50% | 1981 |
| Jeffrey L. Gordon Control | Partner | 50-75% | 1978 |
| Michael Patrick Moeller | Chief Compliance Officer / Director Of Research | Under 5% | 2025 |
Frequently asked questions
How much does Slocum Gordon & Co LLP manage?
Slocum Gordon & Co LLP reports $219.2 million in regulatory assets under management on its Form ADV.
How many employees does Slocum Gordon & Co LLP have?
Slocum Gordon & Co LLP reports 5 employees.
Where is Slocum Gordon & Co LLP located?
Slocum Gordon & Co LLP is based in Newport, RI and has been SEC-registered since 1979.
Does Slocum Gordon & Co LLP disclose fund performance?
Slocum Gordon & Co LLP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 39 Mill Street, Newport, RI 02840 |
| Phone | 401-849-4900 |
| Fax | 401-849-4947 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1993325 |
| Discloses disciplinary history | No |
Regulatory AUM
$219.2M▼ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$219.2Mregulatory AUM
Discretionary $219.2M