Sma Capital LLC
● SEC registered since 2025CRD 335168SEC# 801-132287New York, NY
Reg. AUM
$553.5M
Employees
9
Accounts
5
Location
New York, NY
Sma Capital LLC assets under management
Sma Capital LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2025. It reports $553.5 million in regulatory assets under management and employs 9 people.
Sma Capital LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jesse Andrew Yorio Control | Chief Compliance Officer And Member | 25-50% | 2025 |
| Philip Mark Harris Control | Managing Member, Chief Investment Officer, And Chief Executive Officer | 50-75% | 2024 |
Frequently asked questions
How much does Sma Capital LLC manage?
Sma Capital LLC reports $553.5 million in regulatory assets under management on its Form ADV.
How many employees does Sma Capital LLC have?
Sma Capital LLC reports 9 employees.
Where is Sma Capital LLC located?
Sma Capital LLC is based in New York, NY and has been SEC-registered since 2025.
Does Sma Capital LLC disclose fund performance?
Sma Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 825 Third Avenue, 21st Floor, New York, NY 10022 |
| Phone | (860) 839-0074 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$553.5M▲ 76%
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$553.5Mregulatory AUM
Discretionary $553.5M