Smart Wealth, LLC
● SEC registered since 2021CRD 315496SEC# 801-122372Omaha, NE
Reg. AUM
$632.3M
Employees
41
Accounts
3,660
Location
Omaha, NE
Smart Wealth, LLC assets under management
Smart Wealth, LLC is an SEC-registered investment adviser based in Omaha, NE. The firm has been registered since 2021. It reports $632.3 million in regulatory assets under management and employs 41 people.
Smart Wealth, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Andrew Brooks Control | Chief Executive Officer | Over 75% | 2020 |
| Louis Rutherford Brooks | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Smart Wealth, LLC manage?
Smart Wealth, LLC reports $632.3 million in regulatory assets under management on its Form ADV.
How many employees does Smart Wealth, LLC have?
Smart Wealth, LLC reports 41 employees.
Where is Smart Wealth, LLC located?
Smart Wealth, LLC is based in Omaha, NE and has been SEC-registered since 2021.
Does Smart Wealth, LLC disclose fund performance?
Smart Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13815 Fnb Parkway, Suite 400, Omaha, NE 68154 |
| Phone | 402-369-7777 |
| Fax | 531-289-3929 |
| Office hours | 8:30 a.m. - 5:30 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 2044723 |
| Discloses disciplinary history | No |
Regulatory AUM
$632.3M▲ 44%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers
Assets under management
$632.3Mregulatory AUM
Discretionary $614.2MNon-discretionary $18.2M