Smartleaf Asset Management LLC
● SEC registered since 2015CRD 172273SEC# 801-80910Boston, MA
Reg. AUM
$6.85B
Employees
18
Accounts
18,475
Location
Boston, MA
Smartleaf Asset Management LLC assets under management
Smartleaf Asset Management LLC is an investment advisory firm registered with the SEC based in Boston, MA. The firm has been registered since 2015. It reports $6.9 billion in regulatory assets under management and employs 18 people.
Smartleaf Asset Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Diana W Neuss Control | Member, Chief Compliance Officer | Under 5% | 2015 |
| Gerard Alexander Michael Control | Managing Member | Under 5% | 2014 |
| Smartleaf Inc Control | Managing Member, Parent Company | Over 75% | 2014 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Smartleaf Asset Management LLC manage?
Smartleaf Asset Management LLC reports $6.9 billion in regulatory assets under management on its Form ADV.
How many employees does Smartleaf Asset Management LLC have?
Smartleaf Asset Management LLC reports 18 employees.
Where is Smartleaf Asset Management LLC located?
Smartleaf Asset Management LLC is based in Boston, MA and has been SEC-registered since 2015.
Does Smartleaf Asset Management LLC disclose fund performance?
Smartleaf Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Bowdoin Square, Suite 1000, 10th Floor, Boston, MA 02114 |
| Phone | 857-366-9340 |
| Fax | 617-491-5556 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$6.85B▲ 86%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$6.85Bregulatory AUM
Discretionary $6.85B