Smbc Asset Management, Inc.
● SEC registered since 2026CRD 109691SEC# 801-136399New York, NY
Reg. AUM
—
Employees
6
Accounts
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Location
New York, NY
Smbc Asset Management, Inc. assets under management
Smbc Asset Management, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2026. It employs 6 people.
Smbc Asset Management, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Smbc Americas Holdings, Inc. Control | Shareholder | Over 75% | 2024 |
| Tsuyoshi (nmn) Niijima Control | President And Ceo / Director | Under 5% | 2024 |
| Wei (nmn) Zhao Control | Chief Compliance Officer | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Smbc Asset Management, Inc. have?
Smbc Asset Management, Inc. reports 6 employees.
Where is Smbc Asset Management, Inc. located?
Smbc Asset Management, Inc. is based in New York, NY and has been SEC-registered since 2026.
Does Smbc Asset Management, Inc. disclose fund performance?
Smbc Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 277 Park Avenue, 5th Floor, New York, NY 10172 |
| Phone | 212-418-3030 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 56%
More than 44% of 16,825 advisers