Smbc Asset Management, Inc.
● SEC registered since 2026CRD 109691SEC# 801-136399New York, NY
Reg. AUM
$199.8M
Employees
15
Accounts
4
Location
New York, NY
Smbc Asset Management, Inc. assets under management
Smbc Asset Management, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2026. It reports $199.8 million in regulatory assets under management and employs 15 people.
Smbc Asset Management, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kohei Kuroda | Director | Under 5% | 2026 |
| Smbc Americas Holdings, Inc. Control | Shareholder | Over 75% | 2024 |
| Tsuyoshi (nmn) Niijima Control | President And Ceo / Director | Under 5% | 2024 |
| Wei (nmn) Zhao | Chief Compliance Officer | Under 5% | 2026 |
| Sumitomo Mitsui Banking Corporation Control | Indirect Shareholder | Over 75% | 2019 |
| Sumitomo Mitsui Financial Group, Inc Control | Indirect Shareholder | Over 75% | 2002 |
Frequently asked questions
How much does Smbc Asset Management, Inc. manage?
Smbc Asset Management, Inc. reports $199.8 million in regulatory assets under management on its Form ADV.
How many employees does Smbc Asset Management, Inc. have?
Smbc Asset Management, Inc. reports 15 employees.
Where is Smbc Asset Management, Inc. located?
Smbc Asset Management, Inc. is based in New York, NY and has been SEC-registered since 2026.
Does Smbc Asset Management, Inc. disclose fund performance?
Smbc Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 277 Park Avenue, 5th Floor, New York, NY 10172 |
| Phone | 212-418-3030 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$199.8MNo change
Sep '26Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,389 advisers
EmployeesTop 30%
More than 70% of 16,799 advisers
Assets under management
$199.8Mregulatory AUM
Discretionary $158.8MNon-discretionary $41M