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Smedley Financial Services Inc

● SEC registered since 1982CRD 110870SEC# 801-17207Salt Lake City, UT
Export (members)
Reg. AUM
$341.8M
Employees
10
Accounts
1,952
Location
Salt Lake City, UT

Smedley Financial Services Inc assets under management

Smedley Financial Services Inc operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 1982. It reports $341.8 million in regulatory assets under management and employs 10 people.

Smedley Financial Services Inc owners & executives

3 reported
NameTitleOwnershipSince
James R Derrick ControlChief Compliance Officer5-10%2004
James R Derrick ControlPresident5-10%2025
Roger Merrill Smedley ControlCeoOver 75%2017

Frequently asked questions

How much does Smedley Financial Services Inc manage?

Smedley Financial Services Inc reports $341.8 million in regulatory assets under management on its Form ADV.

How many employees does Smedley Financial Services Inc have?

Smedley Financial Services Inc reports 10 employees.

Where is Smedley Financial Services Inc located?

Smedley Financial Services Inc is based in Salt Lake City, UT and has been SEC-registered since 1982.

Does Smedley Financial Services Inc disclose fund performance?

Smedley Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address102 S. 200 E., Suite 100, Salt Lake City, UT 84111
Phone801-355-8888
Fax801-355-1912
Office hours9:00 a.m. To 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$341.8M▲ 11%
Jan '25 — $307.1MFeb '25 — $307.1MMar '25 — $307.1MApr '25 — $307.1MMay '25 — $307.1MJun '25 — $307.1MJul '25 — $341.8MAug '25 — $341.8MSep '25 — $341.8MOct '25 — $341.8MNov '25 — $341.8MDec '25 — $341.8MJan '26 — $341.8MFeb '26 — $341.8MMar '26 — $341.8MApr '26 — $341.8MMay '26 — $341.8MJun '26 — $341.8M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$341.8Mregulatory AUM
Discretionary $341.8M