Smith Affiliated Capital Corp
● SEC registered since 1982CRD 107675SEC# 801-17037New York, NY
Reg. AUM
$1.68B
Employees
10
Accounts
197
Location
New York, NY
Smith Affiliated Capital Corp assets under management
Smith Affiliated Capital Corp is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1982. It reports $1.7 billion in regulatory assets under management and employs 10 people.
Smith Affiliated Capital Corp owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christina Rosemary Coster Control | Chief Operating Officer | Under 5% | 2021 |
| Erwin Defensor Tonogbanua Control | Vice President \ Portfolio Manager | Under 5% | 2012 |
| Jiang Peng Control | Co-President \ Chief Investment Officer \ Shareholder | 10-25% | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does Smith Affiliated Capital Corp manage?
Smith Affiliated Capital Corp reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Affiliated Capital Corp have?
Smith Affiliated Capital Corp reports 10 employees.
Where is Smith Affiliated Capital Corp located?
Smith Affiliated Capital Corp is based in New York, NY and has been SEC-registered since 1982.
Does Smith Affiliated Capital Corp disclose fund performance?
Smith Affiliated Capital Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 45 Broadway, Suite 210, New York, NY 10006 |
| Phone | 212-644-9440 |
| Fax | 212-644-1979 |
| Office hours | 9 a.m.-5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.68B▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$1.68Bregulatory AUM
Discretionary $852.5MNon-discretionary $829.6M