Smith, Brian David
● SEC registered since 2026CRD 121757SEC# 801-136439Greenville, SC
Reg. AUM
$133M
Employees
2
Accounts
656
Location
Greenville, SC
Smith, Brian David assets under management
Smith, Brian David is an investment advisory firm registered with the SEC based in Greenville, SC. The firm has been registered since 2026. It reports $133 million in regulatory assets under management and employs 2 people.
Smith, Brian David owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian David Smith Control | President /Chief Compliance Officer | Over 75% | 1998 |
Frequently asked questions
How much does Smith, Brian David manage?
Smith, Brian David reports $133 million in regulatory assets under management on its Form ADV.
How many employees does Smith, Brian David have?
Smith, Brian David reports 2 employees.
Where is Smith, Brian David located?
Smith, Brian David is based in Greenville, SC and has been SEC-registered since 2026.
Does Smith, Brian David disclose fund performance?
Smith, Brian David is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | C/O 107 Manly Street, Greenville, SC 29601 |
| Phone | 864-284-6511 |
| Fax | 864-284-6512 |
| Office hours | 9:00 a.m. - 4:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$133MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$133Mregulatory AUM
Discretionary $131.9MNon-discretionary $1M