Smith Brothers Financial, LLC
● SEC registered since 2022CRD 322951SEC# 801-126687Glastonbury, CT
Reg. AUM
$1.11B
Employees
7
Accounts
487
Location
Glastonbury, CT
Smith Brothers Financial, LLC assets under management
Smith Brothers Financial, LLC is a registered investment adviser overseen by the SEC based in Glastonbury, CT. The firm has been registered since 2022. It reports $1.1 billion in regulatory assets under management and employs 7 people.
Smith Brothers Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrea Elizabeth Camoin Control | Chief Compliance Officer | 5-10% | 2023 |
| Jeffrey Giantonio | Member | Under 5% | 2022 |
| Joseph Brian Smith Control | Chief Executive Officer | 50-75% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Smith Brothers Financial, LLC manage?
Smith Brothers Financial, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Brothers Financial, LLC have?
Smith Brothers Financial, LLC reports 7 employees.
Where is Smith Brothers Financial, LLC located?
Smith Brothers Financial, LLC is based in Glastonbury, CT and has been SEC-registered since 2022.
Does Smith Brothers Financial, LLC disclose fund performance?
Smith Brothers Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 68 National Drive, Glastonbury, CT 06033 |
| Phone | (800) 426-6946 |
| Office hours | 9:30a.m. To 4:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.11B▲ 31%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$1.11Bregulatory AUM
Discretionary $867.5MNon-discretionary $245.7M