Smith Capital Investors, LLC
● SEC registered since 2018CRD 294402SEC# 801-113172Denver, CO
Reg. AUM
$13.11B
Employees
30
Accounts
6
Location
Denver, CO
Smith Capital Investors, LLC assets under management
Smith Capital Investors, LLC operates as an SEC-registered investment adviser based in Denver, CO. The firm has been registered since 2018. It reports $13.1 billion in regulatory assets under management and employs 30 people.
Smith Capital Investors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kendall Thornton Katskee | Chief Financial Officer | Under 5% | 2025 |
| Michael Leon Mulder | Chief Compliance Officer | Under 5% | 2025 |
| Richard Gibson Smith Control | Cio/Ceo | Over 75% | 2017 |
Frequently asked questions
How much does Smith Capital Investors, LLC manage?
Smith Capital Investors, LLC reports $13.1 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Capital Investors, LLC have?
Smith Capital Investors, LLC reports 30 employees.
Where is Smith Capital Investors, LLC located?
Smith Capital Investors, LLC is based in Denver, CO and has been SEC-registered since 2018.
Does Smith Capital Investors, LLC disclose fund performance?
Smith Capital Investors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1555 Blake Street, Suite 250, Denver, CO 80202-1866 |
| Phone | 303-597-5555 |
| Office hours | 6:00a.m. Mt - 5:00p.m. Mt |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$13.11B▲ 149%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$13.11Bregulatory AUM
Discretionary $13.11B