Smith Financial Investment Advisors, Inc.
● SEC registered since 2010CRD 154022SEC# 801-71492Kokomo, IN
Reg. AUM
$456.9M
Employees
5
Accounts
550
Location
Kokomo, IN
Smith Financial Investment Advisors, Inc. assets under management
Smith Financial Investment Advisors, Inc. operates as an SEC-registered investment adviser based in Kokomo, IN. The firm has been registered since 2010. It reports $456.9 million in regulatory assets under management and employs 5 people.
Smith Financial Investment Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Taylor Smith Control | Chief Compliance Officer | Under 5% | 2010 |
| Richard Allen Smith Control | President | Over 75% | 2010 |
Frequently asked questions
How much does Smith Financial Investment Advisors, Inc. manage?
Smith Financial Investment Advisors, Inc. reports $456.9 million in regulatory assets under management on its Form ADV.
How many employees does Smith Financial Investment Advisors, Inc. have?
Smith Financial Investment Advisors, Inc. reports 5 employees.
Where is Smith Financial Investment Advisors, Inc. located?
Smith Financial Investment Advisors, Inc. is based in Kokomo, IN and has been SEC-registered since 2010.
Does Smith Financial Investment Advisors, Inc. disclose fund performance?
Smith Financial Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1830 S. Plate St., Kokomo, IN 46902 |
| Phone | 765-459-4111 |
| Fax | 765-454-7589 |
| Office hours | 9:00 a.m. - 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$456.9M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$456.9Mregulatory AUM
Discretionary $289.6MNon-discretionary $167.3M