Smith Moore & Co.
● SEC registered since 2007CRD 3441SEC# 801-68175Clayton, MO
Reg. AUM
$2.37B
Employees
65
Accounts
5,865
Location
Clayton, MO
Smith Moore & Co. assets under management
Smith Moore & Co. is an investment advisory firm registered with the SEC based in Clayton, MO. The firm has been registered since 2007. It reports $2.4 billion in regulatory assets under management and employs 65 people.
Smith Moore & Co. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Lynn Brody Control | Chief Financial Officer, Finop | Under 5% | 2017 |
| Barbara Ann Kraft Control | Chief Operating Officer | Under 5% | 2022 |
| Daniel Patrick Moran Control | Chief Technology Officer | Under 5% | 2024 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Smith Moore & Co. manage?
Smith Moore & Co. reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Moore & Co. have?
Smith Moore & Co. reports 65 employees.
Where is Smith Moore & Co. located?
Smith Moore & Co. is based in Clayton, MO and has been SEC-registered since 2007.
Does Smith Moore & Co. disclose fund performance?
Smith Moore & Co. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7777 Bonhomme Avenue, Suite 2400, Clayton, MO 63105 |
| Phone | 314-727-5225 |
| Fax | 855-299-0958 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 200724 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.37B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 10%
More than 90% of 16,825 advisers
Assets under management
$2.37Bregulatory AUM
Discretionary $2.11BNon-discretionary $266.4M