Socha Financial Group, LLC
● SEC registered since 2019CRD 299263SEC# 801-114654Corning, NY
Reg. AUM
$430M
Employees
6
Accounts
1,526
Location
Corning, NY
Socha Financial Group, LLC assets under management
Socha Financial Group, LLC is a registered investment adviser overseen by the SEC based in Corning, NY. The firm has been registered since 2019. It reports $430 million in regulatory assets under management and employs 6 people.
Socha Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jolie McCarthy Control | Member | 10-25% | 2019 |
| Michael Eric Socha Control | Member, Ceo, Cio | 25-50% | 2019 |
| Michelle Socha Vang Control | Chief Compliance Officer, Member | 25-50% | 2019 |
Frequently asked questions
How much does Socha Financial Group, LLC manage?
Socha Financial Group, LLC reports $430 million in regulatory assets under management on its Form ADV.
How many employees does Socha Financial Group, LLC have?
Socha Financial Group, LLC reports 6 employees.
Where is Socha Financial Group, LLC located?
Socha Financial Group, LLC is based in Corning, NY and has been SEC-registered since 2019.
Does Socha Financial Group, LLC disclose fund performance?
Socha Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 181 East Second Street, Corning, NY 14830 |
| Phone | 607-962-0605 |
| Fax | 607-962-0933 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1967966 |
| Discloses disciplinary history | No |
Regulatory AUM
$430M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$430Mregulatory AUM
Discretionary $430M