Sonata Capital Group Inc
● SEC registered since 2000CRD 111277SEC# 801-57515Seattle, WA
Reg. AUM
$360.7M
Employees
5
Accounts
197
Location
Seattle, WA
Sonata Capital Group Inc assets under management
Sonata Capital Group Inc is an investment advisory firm registered with the SEC based in Seattle, WA. The firm has been registered since 2000. It reports $360.7 million in regulatory assets under management and employs 5 people.
Sonata Capital Group Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Franklin Hill Control | Managing Director | 50-75% | 2002 |
| Timothy Ross Cummins Control | Managing Director/Chief Compliance Officer | 50-75% | 2000 |
Frequently asked questions
How much does Sonata Capital Group Inc manage?
Sonata Capital Group Inc reports $360.7 million in regulatory assets under management on its Form ADV.
How many employees does Sonata Capital Group Inc have?
Sonata Capital Group Inc reports 5 employees.
Where is Sonata Capital Group Inc located?
Sonata Capital Group Inc is based in Seattle, WA and has been SEC-registered since 2000.
Does Sonata Capital Group Inc disclose fund performance?
Sonata Capital Group Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2001 6th Ave, Suite 3410, Seattle, WA 98121 |
| Phone | 206-256-4400 |
| Fax | 206-256-4416 |
| Office hours | 6:30a.m. To 3:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1172036 |
| Discloses disciplinary history | No |
Regulatory AUM
$360.7M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$360.7Mregulatory AUM
Discretionary $360.7M