Sophis Investments LLC
● SEC registered since 2019CRD 170391SEC# 801-114611New York, NY
Reg. AUM
$129.9M
Employees
5
Accounts
78
Location
New York, NY
Sophis Investments LLC assets under management
Sophis Investments LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2019. It reports $129.9 million in regulatory assets under management and employs 5 people.
Sophis Investments LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Edward Ignatious Obrien | Chairman | 10-25% | 2017 |
| Tassos Demetrios Recachinas Control | Managing Member & Cco | Over 75% | 2008 |
Frequently asked questions
How much does Sophis Investments LLC manage?
Sophis Investments LLC reports $129.9 million in regulatory assets under management on its Form ADV.
How many employees does Sophis Investments LLC have?
Sophis Investments LLC reports 5 employees.
Where is Sophis Investments LLC located?
Sophis Investments LLC is based in New York, NY and has been SEC-registered since 2019.
Does Sophis Investments LLC disclose fund performance?
Sophis Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 230 Park Avenue, Fl 3, New York, NY 10169-0018 |
| Phone | 212-572-6360 |
| Fax | 877-333-7237 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$129.9M▼ 6%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$129.9Mregulatory AUM
Discretionary $89MNon-discretionary $40.9M