Sound Financial, LLC
● SEC registered since 2022CRD 292271SEC# 801-125761
Reg. AUM
$210.8M
Employees
9
Accounts
786
Location
—
Sound Financial, LLC assets under management
Sound Financial, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2022. It reports $210.8 million in regulatory assets under management and employs 9 people.
Sound Financial, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cordan LLC Control | Owner | 25-50% | 2021 |
| Cory Edwin Shepherd Control | President & Chief Compliance Officer | Under 5% | 2018 |
| Galt's Refuge LLC Control | Owner | 50-75% | 2021 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sound Financial, LLC manage?
Sound Financial, LLC reports $210.8 million in regulatory assets under management on its Form ADV.
How many employees does Sound Financial, LLC have?
Sound Financial, LLC reports 9 employees.
Does Sound Financial, LLC disclose fund performance?
Sound Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 425-332-6568 |
| Fax | N/A |
| Office hours | Not Applicable - Office Visits By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$210.8M▲ 48%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$210.8Mregulatory AUM
Discretionary $178.9MNon-discretionary $31.9M