Sound Financial Management, Inc.
● SEC registered since 2025CRD 122670SEC# 801-132274Raleigh, NC
Reg. AUM
$134.1M
Employees
2
Accounts
440
Location
Raleigh, NC
Sound Financial Management, Inc. assets under management
Sound Financial Management, Inc. operates as an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2025. It reports $134.1 million in regulatory assets under management and employs 2 people.
Sound Financial Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| William Alex Sloan Control | Vice President | Under 5% | 2018 |
| William Brown Sloan Control | President/Cco | Over 75% | 1997 |
Frequently asked questions
How much does Sound Financial Management, Inc. manage?
Sound Financial Management, Inc. reports $134.1 million in regulatory assets under management on its Form ADV.
How many employees does Sound Financial Management, Inc. have?
Sound Financial Management, Inc. reports 2 employees.
Where is Sound Financial Management, Inc. located?
Sound Financial Management, Inc. is based in Raleigh, NC and has been SEC-registered since 2025.
Does Sound Financial Management, Inc. disclose fund performance?
Sound Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8362 Six Forks Rd. Suite 202, Raleigh, NC 27615 |
| Phone | 919-845-6600 |
| Fax | 919-237-9132 |
| Office hours | 8:30 a.m. -5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$134.1M▲ 21%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$134.1Mregulatory AUM
Discretionary $134.1M