Sound Legacy Wealth Advisors, LLC
● SEC registered since 2026CRD 306332SEC# 801-135509
Reg. AUM
$102M
Employees
2
Accounts
125
Location
—
Sound Legacy Wealth Advisors, LLC assets under management
Sound Legacy Wealth Advisors, LLC is an SEC-registered investment adviser. The firm has been registered since 2026. It reports $102 million in regulatory assets under management and employs 2 people.
Sound Legacy Wealth Advisors, LLC owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brendan Sullivan 401(k) Trust | Owner | 10-25% | 2020 |
| Chris Trostle 401(k) Trust | Owner | 10-25% | 2020 |
| Joel Petersen 401(k) Trust Control | Owner | 10-25% | 2020 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sound Legacy Wealth Advisors, LLC manage?
Sound Legacy Wealth Advisors, LLC reports $102 million in regulatory assets under management on its Form ADV.
How many employees does Sound Legacy Wealth Advisors, LLC have?
Sound Legacy Wealth Advisors, LLC reports 2 employees.
Does Sound Legacy Wealth Advisors, LLC disclose fund performance?
Sound Legacy Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 425-800-6862 |
| Office hours | 8a.m. To 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$102MNo change
Feb '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$102Mregulatory AUM
Discretionary $102M