Southern Financial Group, LLC
● SEC registered since 2007CRD 142644SEC# 801-67489Birmingham, AL
Reg. AUM
$1.05B
Employees
8
Accounts
2,597
Location
Birmingham, AL
Southern Financial Group, LLC assets under management
Southern Financial Group, LLC is an SEC-registered investment adviser based in Birmingham, AL. The firm has been registered since 2007. It reports $1.1 billion in regulatory assets under management and employs 8 people.
Southern Financial Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Todd Holder Control | Member, Chief Financial Officer | 50-75% | 2006 |
| David Franklin Painter Control | Member, Chief Compliance Officer | 25-50% | 2006 |
Frequently asked questions
How much does Southern Financial Group, LLC manage?
Southern Financial Group, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Southern Financial Group, LLC have?
Southern Financial Group, LLC reports 8 employees.
Where is Southern Financial Group, LLC located?
Southern Financial Group, LLC is based in Birmingham, AL and has been SEC-registered since 2007.
Does Southern Financial Group, LLC disclose fund performance?
Southern Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 700 Corporate Parkway, Birmingham, AL 35242 |
| Phone | 205.383.1415 |
| Fax | 205.383.1416 |
| Office hours | 8:00 a.m. To 5:00 p.m. (Friday 8:00 a.m. To 3:00 p.m.) |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.05B▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$1.05Bregulatory AUM
Discretionary $1.05B