Southwest Investment Advisors, Inc.
● SEC registered since 2020CRD 312685SEC# 801-120406Tucson, AZ
Reg. AUM
$386.9M
Employees
5
Accounts
1,162
Location
Tucson, AZ
Southwest Investment Advisors, Inc. assets under management
Southwest Investment Advisors, Inc. is an investment advisory firm registered with the SEC based in Tucson, AZ. The firm has been registered since 2020. It reports $386.9 million in regulatory assets under management and employs 5 people.
Southwest Investment Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexandra Farquhar Kusler Control | Shareholder | 50-75% | 2020 |
| Richard John Zich Control | President, Cco | 50-75% | 2020 |
Frequently asked questions
How much does Southwest Investment Advisors, Inc. manage?
Southwest Investment Advisors, Inc. reports $386.9 million in regulatory assets under management on its Form ADV.
How many employees does Southwest Investment Advisors, Inc. have?
Southwest Investment Advisors, Inc. reports 5 employees.
Where is Southwest Investment Advisors, Inc. located?
Southwest Investment Advisors, Inc. is based in Tucson, AZ and has been SEC-registered since 2020.
Does Southwest Investment Advisors, Inc. disclose fund performance?
Southwest Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7594 N la Cholla, Tucson, AZ 85741 |
| Phone | 520-544-2500 |
| Fax | 520-544-0499 |
| Office hours | M-Th: 8:00 a.m.-4:00 p.m., Fri.: 7:00 a.m.-2p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$386.9M▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$386.9Mregulatory AUM
Discretionary $386.9M