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Sowa Financial Group Inc

● SEC registered since 1993CRD 107646SEC# 801-43008Lincoln, RI
Export (members)
Reg. AUM
$517M
Employees
8
Accounts
1,400
Location
Lincoln, RI

Sowa Financial Group Inc assets under management

Sowa Financial Group Inc operates as an SEC-registered investment adviser based in Lincoln, RI. The firm has been registered since 1993. It reports $517 million in regulatory assets under management and employs 8 people.

Sowa Financial Group Inc owners & executives

2 reported
NameTitleOwnershipSince
Daniel Joseph Sowa ControlVp, Partner, Cco25-50%2024
Donna Grace Sowa Allard ControlPresident, Partner50-75%2024

Frequently asked questions

How much does Sowa Financial Group Inc manage?

Sowa Financial Group Inc reports $517 million in regulatory assets under management on its Form ADV.

How many employees does Sowa Financial Group Inc have?

Sowa Financial Group Inc reports 8 employees.

Where is Sowa Financial Group Inc located?

Sowa Financial Group Inc is based in Lincoln, RI and has been SEC-registered since 1993.

Does Sowa Financial Group Inc disclose fund performance?

Sowa Financial Group Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address24 Albion Road, Suite 340, Lincoln, RI 02865
Phone401-434-8090
Fax401-434-8360
Office hours9 To 5
SEC regionBoston Regional Office (BRO)
CIK1806226
Discloses disciplinary historyNo

Regulatory AUM

$517M▲ 23%
Mar '25 — $419.7MApr '25 — $419.7MMay '25 — $419.7MJun '25 — $419.7MJul '25 — $419.7MAug '25 — $419.7MSep '25 — $419.7MOct '25 — $419.7MNov '25 — $419.7MDec '25 — $419.7MJan '26 — $419.7MFeb '26 — $517MMar '26 — $517MApr '26 — $517MMay '26 — $517MJun '26 — $517M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$517Mregulatory AUM
Discretionary $517M